Learning outcomes
Training Introduction
The SFTR MasterClass will guide Participants through the SFTR transactions reporting through which the financial institutions will have to report SFT’s in an EMIR style report to trade repositories. Delegates would also learn the transparency towards investors, notably Banks, Investment Firms, Management Companies, UCITS and AIFs which will be required to disclose the use of SFT’s and total return swaps to their investors. Last but not least transparency of the reuse of collateral will be discussed in details as well as the relevant legal documentation is concerned.
Training Schedule
Day one
09:30 Registration
10:00 Session 1: Introduction, Overview and General EU law Issues (Part 1)
11:00 Tea, Coffee, Networking
11:20 Session 1: Introduction, Overview and General EU law Issues (Part 2)
12:30 Luncheon, Networking
13:30 Session 2: SFTR Legislative structure & Implementation Challenges
14:30 Tea, Coffee, Networking
14:30 Session 2: SFTR Reporting Requirement
15:15 Tea, Coffee, Networking
15:30 Session 3: SFTR – Review of SFT transactions & Legal documentation
16:20 Exercise 1
17:30 End of day 1
Day two
08:30 Tea, Coffee, Networking
08:45 Recap from Day 1
09:00 Session 4: SFTR reporting vs. EMIR & MIFIR II reporting
10:00 Session 4: Reporting SFT counterparties
11:00 Tea, Coffee, Networking
11:20 Session 4: Transparency of reuse of collateral
12:30 Luncheon, networking
13:30 Exercise Part 2
15:00 Workshop Summary and Q&A
15:30 Farewell Tea, Coffee, Networking
16:00 End of Day 2
17:00 End of day 2
Training Program
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Get to know the Expert Trainer
Dr. Dawid Sobczyński is an international lawyer and financial expert with over 15 years of experience and with the proven ability to work wiithin the national & European legal, regulatory & business environment. He has a deep experience as Financial lawyer, Expert and Consultant in big securities market infrastructure institutions, notably as a Business Development & Strategy Consultant, Legal & European Affairs Manager, Contracts, Company Law & EU Sectorial Regulations Analyst and Advisor, as well as Governmental Lobbying and Relations. Dr. Sobczynski has a Bachelor of Laws, Law Department, University of Warsaw , a Diploma in American Law, Center for American Law Studies – University of Florida and University of Warsaw, and Doctorate in Law from the National Academy of Science in the field of the EU financial law graduating with exceptional distinctions. Dawid contributed to many EU projects, including TARGET2- Securities, Securities Settlement Systems development and oversight. Dawid’s primary areas of expertise include operational and functional analysis, drafting and negotiating contracts and legal documentation predominantly in the context of EU sectorial regulations (MIFID II, CSDR, EMIR, AIFMD, UCITS, Prospectus, MAR) in the financial market. Dawid now works at the Custody Department in a commercial bank.
Who should attend?
•Head of Operations,
• Operations teams,
• Head of Reporting
• Reporting Team
• Trading Departments in Banks/
Investment Firms/Asset Management
Companies
• Head of Regulatory Compliance
• Regulatory Compliance Team
• Compliance Inspector
• Compliance Team
• Chief Compliance Officer
• Trade Repositories’ Compliance Team
• Trade Repositories’ Strategy Team
Head of Strategy, Strategy Team
• Investment firm business & product
development teams
• Banks’ business Development teams,
• Head of Legal
• Financial Services Authorities’ Legal
Teams/Reporting Oversight
• In-house lawyers in financial
institutions
• Legal Counsels/Associates/Partners
in private practice who advise the
financial institutions on SFTR
• Financial Institutions’ Legal
•Documentation teams,
Past Media Partners
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Venue
Room reservation
Hotel Location
Austria Trend Hotel Savoyen Vienna
Rennweg 16
1030 Vienna
Austria
Official Airline Partner
FAQ
The client has the right to cancel his/her registration in the event.
There is a 50% liability on all conference registrations once made, whether the booking was made through our website or via e–mail/ telephone/ fax.
If the client cancels with more than 8 weeks’s advance notice, GLC shall be entitled to an amount equivalent to 50% of the conference fee and 16 EUR administration charge. In case the client has already made his/her payment, this will be deducted from the conference fee GLC has already received and the remainder will be refunded. If no conference fee has been received prior to the cancellation request, GLC will issue an invoice for the cancellation fee (the amount equivalent to 50% of the conference fee and 16 EUR administration charge), which the client must pay immediately upon receipt. No refunds are available for cancellations received with 8 week’s (or less) advance notice or in case the client fails to attend the conference. In these cases, the full amount of the conference fee must be paid.
- Get the timing right.
Many people are afraid to request for training budget, because they can’t seem to find the “perfect time” to do it. Well, there’s no perfect time to ask for it, but there are definitely some moments that are better than others. For instance, if your boss is about to take a two week vacation, he/she might be in a good mood. If he/she just lost a major account, may not be wise at that juncture. - Make a case for yourself
When you ask for budget, you should be prepared with specific details and explanations about what is in it for the company and you’re superior. If you go into a meeting and just say, “I want to get budget for a conference,” it’s likely that your request won’t be taken seriously. If you want to plan ahead, then you should be prepared to explain the following points:
1. Start by stating your accomplishments
2. Show that you’re ready for more responsibility and eager to learn
3. Describe:
a) How this event will increase your productivity?
b) How you will need less supervision
c) How you can bring back the knowledge to the company
4. Follow up