Introduction This is a general AML & sanctions compliance course for nancial institutions and FinTech companies, covering the main concepts, techniques, as well as information about sanctions and sanctions noncompliance. Depending on the audience, and if the organization wishes to share its policies and procedures, it [...]

Interest rate risk in the banking book (IRRBB) is part of the Basel capital framework under Pillar 2 and principles for the management and supervision of interest rate risk were set out in 2004 by the BCBS. Following consultation during 2015, BCBS published revised principles (D368) in April [...]

Some of the Learning Outcomes Get know the impact of 4LOD in the size of Internal Audit Division to answer current demands from Regulators and Supervisors Formalization of the risk appetite framework (“RAF”) - embedding risk appetite, monitoring and reporting risk appetite Evaluate internal auditor’s technical and soft [...]