Learning outcomes
Training Description
This is a general AML & sanctions compliance course for financial institutions and FinTech companies, covering the main concepts, techniques, as well as information about sanctions and sanctions noncompliance. Depending on the audience, and if the organization wishes to share its policies and procedures, it can be a bespoke course focused around its own policies (including case studies and exercises).
The course has a trade and receivables finance version and one for FinTech companies.
Training Schedule
Day one
8:30 Registration, Welcome Coffee
9:00 Introduction and Learning Objectives
09:20 Kickoff Exercise
09:50 Financial Crimes and Compliance:
Impact and Key Points10:30 AML-CFT: Principles, Typologies,
and International Framework11:30 Tea, Coffee, Refreshments & Networking
11:50 Risk-Based Approach
12:30 Luncheon & Networking
13:30 Risk Management Cycle
14:00 Customer Due Diligence (CDD)
15:30 Tea, Coffee, Refreshments & Networking
15:50 Managing High-Risk Customers, Products,
and Jurisdictions16:50 End of Day 1
Day two
8:30 Tea, Coffee, Networking
9:00 Sanctions Compliance: Principles and
Cross-Border Framework10:30 Sanctions Compliance: Impact and
Key Points11:30 Tea, Coffee, Networking
11:50 AML & Sanctions Escalation and
Tipping-Off12:30 Luncheon & Networking
13:30 What Does a Good AML & Sanctions
Program Look Like?15:00 End of Day 1
Training Program
Get insight into a similar past event
Get to know the Expert Trainer
Experienced attorney and consultant, trained in Finance and Economics. AML, CFT and sanctions compliance trainer with extensive worldwide experience facilitating courses for international banks (more than 100 courses, facilitated in English and Spanish, across 22 cities in Latin America, Europe, Middle East and Northern Africa, and South East Asia). Skilled in Banking, FinTech, Financial Regulation, Trade and Receivables Finance, Law and Economics, and Securities and Capital Markets. Consulting experience in the analysis of performance and financial metrics for criminal courts and community justice centers in the Dominican Republic. Doctorate (Ph.D.) in Law and Economics awarded under the framework of the European Doctorate in Law and Economics (EDLE) from Erasmus University Rotterdam, the University of Hamburg and the University of Bologna.
Who should attend?
• relationship managers (retail and private banking)
• compliance officers
• loan underwriting officers
• branch managers
• product managers (FinTech and Techfin companies)
• and anybody willing to know a bit more about AML and sanctions compliance.
Our Media Partners
Our events were attended by these companies
FAQ
The client has the right to cancel his/her registration in the event.
There is a 50% liability on all conference registrations once made, whether the booking was made through our website or via e–mail/ telephone/ fax.
If the client cancels with more than 8 weeks’s advance notice, GLC shall be entitled to an amount equivalent to 50% of the conference fee and 16 EUR administration charge. In case the client has already made his/her payment, this will be deducted from the conference fee GLC has already received and the remainder will be refunded. If no conference fee has been received prior to the cancellation request, GLC will issue an invoice for the cancellation fee (the amount equivalent to 50% of the conference fee and 16 EUR administration charge), which the client must pay immediately upon receipt. No refunds are available for cancellations received with 8 week’s (or less) advance notice or in case the client fails to attend the conference. In these cases, the full amount of the conference fee must be paid.
- Get the timing right.
Many people are afraid to request for training budget, because they can’t seem to find the “perfect time” to do it. Well, there’s no perfect time to ask for it, but there are definitely some moments that are better than others. For instance, if your boss is about to take a two week vacation, he/she might be in a good mood. If he/she just lost a major account, may not be wise at that juncture. - Make a case for yourself
When you ask for budget, you should be prepared with specific details and explanations about what is in it for the company and you’re superior. If you go into a meeting and just say, “I want to get budget for a conference,” it’s likely that your request won’t be taken seriously. If you want to plan ahead, then you should be prepared to explain the following points:
1. Start by stating your accomplishments
2. Show that you’re ready for more responsibility and eager to learn
3. Describe:
a) How this event will increase your productivity?
b) How you will need less supervision
c) How you can bring back the knowledge to the company
4. Follow up