Introduction
This is a general AML & sanctions compliance course for nancial institutions and FinTech companies, covering the main concepts, techniques, as well as information about sanctions and sanctions noncompliance. Depending on the audience, and if the organization wishes to share its policies and procedures, it can be a bespoke course focused around its own policies including case studies and exercises.
The course has a trade and receivables nance version and one for FinTech companies.
Some of the Learning Outcomes
Main topics
- The definition of ML and terrorist financing
- Their relation to general financial crime
- The risk-based approach
- Then sections on customer due diligence and KYC and sanctions (with a special
emphasis on identification and verification routines for the digital marketplace) - In addition, sections covering escalations and remediation.
Trainer
Experienced attorney and consultant, trained in Finance and Economics. AML, CFT and sanctions compliance trainer with extensive worldwide experience facilitating courses for international banks (more than 100 courses, facilitated in English and Spanish, across 22 cities in Latin America, Europe, Middle East and Northern Africa, and South East Asia). Skilled in Banking, FinTech, Financial Regulation, Trade and Receivables Finance, Law and Economics, and Securities and Capital Markets.
Consulting experience in the analysis of performance and financial metrics for criminal courts and community justice centers in the Dominican Republic. Doctorate (Ph.D.) in Law and Economics awarded under the framework of the European Doctorate in Law and Economics (EDLE) from Erasmus University Rotterdam, the University of Hamburg and the University of Bologna.
Feel free to suggest the topics that you would like to learn about at
our AML and Sanctions In-House Training.
Request an Offer
Who should attend?
- relationship managers (retail and private banking)
- compliance officers
- loan underwriting officers
- branch managers
- product managers (FinTech and Techfin companies)
- and anybody willing to know a bit more about AML and sanctions compliance
